RC Unplugged June 2014
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Regulatory Compliance 2014 Unplugged provides valuable insight on key compliance topics. Learn the latest in securities
compliance and how it affects your business. Gain specific direction for today’s risk-based compliance culture and get the tools you need to expertly manage your firm’s compliance requirements. Take advantage of this unique opportunity and develop practical strategies for moving forward.

GROUP DISCOUNTS AVAILABLE. Call (603) 216-8919 or email sv@regulatorycompliance.com 


Learn more about Regulatory Compliance and our full menu of 
investment adviser compliance and broker dealer compliance consulting services. 

Exhibitor and sponsorship opportunities available.  Please contact Sarah Vaira, Event Coordinator, for package. (603) 216-8919 or sv@regulatorycompliance.com